Brokerage Forms

Here are forms and online resources that you can use to manage your J.P. Morgan Wealth Management account(s). Choose "update online" to complete some of the actions below quicker and easier through our online experience.

Instructions to submit PDFs:

  1. Send us the completed forms and documents in a secure message.
  2. Choose “New message”, then “I have a question about one of my accounts,” then choose your account and “Other inquiry.”
  3. Attach the form(s) and any document(s) required on your form to your message and choose “Send message.”

Find brokerage forms you need to manage your account(s).

Account Holder Name Change

Request a name change on your investment account.

Certification of Agent—Power of Attorney

Establish power of attorney on your investment account.

Certification of One and the Same Person

Certify that accounts, documents and information pertain to the same person despite name variations.

Direct Rollover from Employer-Sponsored Plan

Set up a direct rollover from an employer-sponsored plan.

Duplicate Statement/Confirm Request

Authorization form to send duplicate account statements and/or trade confirmations to an interested party.

IRA Beneficiary Update Request

Update an existing beneficiary designation on your retirement account.

IRA Check Deposit by Mail

Send us this form along with a check to deposit into your IRA.

IRA Distribution Request for Self-Directed Investing IRAs

Set up a one-time distribution, rollover or removal of excess contribution from your J.P. Morgan Self-Directed Investing IRA. If you fill out the PDF version, please remember to indicate your withholding amount on page 7 and sign this form in pen rather than digitally, to ensure we can process it.

Joint Tenant Removal Request

Remove joint tenant(s) from your investment account.

Non-Retirement Account Outgoing Wire Transfer

Request a one-time outgoing wire transfer from your non-retirement account.

Non-Retirement Check Deposit by Mail

Send us this form along with a check to deposit into your non-retirement account.

Non-Retirement Third-Party Check Request

Request a third-party check be sent from your non-retirement account.

Outgoing ACAT/Non-ACAT Rescind Authorization

Cancel a previously authorized outgoing account transfer request.

Outgoing Depository Trust Company Request

Request an outgoing transfer of DTC-eligible securities to another firm.

Physical Security Deposit

Deposit physical securities into your investment account.

Qualified Charitable IRA Distribution Request

Request a one-time qualified charitable distribution from your Traditional or Roth IRA. Please remember to indicate your withholding amount on page 4 and sign this form in pen rather than digitally, to ensure we can process it.

Qualified Retirement Plan Check Receipt

Send us this form along with a check to deposit into a qualified retirement plan or a Coverdell Education Savings Account.

Recharacterization Request for an IRA contribution

Request a characterization of a contribution to your Traditional or Roth IRA.

Roth IRA Conversion Request

Request a one-time Roth IRA conversion from a Traditional IRA or SEP account. Please remember to indicate your withholding amount on page 6 and sign this form in pen rather than digitally, to ensure we can process it.

Sale of Non-Transferable Security Request

Authorize the sale of a non-transferable security from your account.

Statement Consolidation Request

Set up, change or cancel Automatic Statement Consolidation for your accounts.

Stop Release Letter

Remove a stop that was previously placed on a certificate with a transfer agent.

Trading Authorization Request

Authorize an agent to trade in and/or disburse funds from your account.

Transfer between JPMS accounts

Transfer money or securities between your J.P. Morgan accounts.

Transfer Assets from an External Account

Transfer securities or money from another institution to your J.P. Morgan account.

Transfer on Death Agreement

Set up or update Transfer on Death (TOD) beneficiary designation(s) for your non-retirement investment account.

Valuation and/or Cost Basis Modification (Step-up) Request

Request the value of a J.P. Morgan Securities LLC (JPMS) account and/or request a step-up in cost basis from JPMS.

Use these forms to perform actions and updates to your account.

Account Holder Name Change

Request a name change on your investment account.

Certification of Agent—Power of Attorney

Establish power of attorney on your investment account.

Certification of One and the Same Person

Certify that accounts, documents and information pertain to the same person despite name variations.

Duplicate Statement/Confirm Request

Authorization form to send duplicate account statements and/or trade confirmations to an interested party.

IRA Beneficiary Update Request

Update an existing beneficiary designation on your retirement account.

Joint Tenant Removal Request

Remove joint tenant(s) from your investment account.

Statement Consolidation Request

Set up, change or cancel Automatic Statement Consolidation for your accounts.

Transfer on Death Agreement

Set up or update Transfer on Death (TOD) beneficiary designation(s) for your non-retirement investment account.

Valuation and/or Cost Basis Modification (Step-up) Request

Request the value of a J.P. Morgan Securities LLC (JPMS) account and/or request a step-up in cost basis from JPMS.

Use these forms to request and deposit checks to various accounts.

IRA Check Deposit by Mail

Send us this form along with a check to deposit into your IRA.

Non-Retirement Check Deposit by Mail

Send us this form along with a check to deposit into your non-retirement account.

Non-Retirement Third-Party Check Request

Request a third-party check be sent from your non-retirement account.

Physical Security Deposit

Deposit physical securities into your investment account.

Qualified Retirement Plan Check Receipt

Send us this form along with a check to deposit into a qualified retirement plan or a Coverdell Education Savings Account.

Stop Release Letter

Remove a stop that was previously placed on a certificate with a transfer agent.

Use these forms to perform actions on your individual retirement account(s).

Qualified Charitable IRA Distribution Request

Request a one-time qualified charitable distribution from your Traditional or Roth IRA. Please remember to indicate your withholding amount on page 4 and sign this form in pen rather than digitally, to ensure we can process it.

Recharacterization Request for an IRA contribution

Request a characterization of a contribution to your Traditional or Roth IRA.

Roth IRA Conversion Request

Request a one-time Roth IRA conversion from a Traditional IRA or SEP account. Please remember to indicate your withholding amount on page 6 and sign this form in pen rather than digitally, to ensure we can process it.

Use these forms to request various types of transfers between external and internal accounts.

Direct Rollover from Employer-Sponsored Plan

Set up a direct rollover from an employer-sponsored plan.

IRA Distribution Request for Self-Directed Investing IRAs

Set up a one-time distribution, rollover or removal of excess contribution from your J.P. Morgan Self-Directed Investing IRA. If you fill out the PDF version, please remember to indicate your withholding amount on page 7 and sign this form in pen rather than digitally, to ensure we can process it.

Non-Retirement Account Outgoing Wire Transfer

Request a one-time outgoing wire transfer from your non-retirement account.

Outgoing ACAT/Non-ACAT Rescind Authorization

Cancel a previously authorized outgoing account transfer request.

Outgoing Depository Trust Company Request

Request an outgoing transfer of DTC-eligible securities to another firm.

Sale of Non-Transferable Security Request

Authorize the sale of a non-transferable security from your account.

Trading Authorization Request

Authorize an agent to trade in and/or disburse funds from your account.

Transfer between JPMS accounts

Transfer money or securities between your J.P. Morgan accounts.

Transfer Assets from an External Account

Transfer securities or money from another institution to your J.P. Morgan account.

LEARN MORE ABOUT OUR FIRM AND INVESTMENT PROFESSIONALS AT FINRA BROKERCHECK.

To learn more about J. P. Morgan’s investment business, including our accounts, products and services, as well as our relationship with you, please review our J.P. Morgan Securities LLC Form CRS (PDF) and Guide to Investment Services and Brokerage Products.

Images on the page are hypothetical and for informational purposes only. Screen images are simulated.

Investing involves market risk, including possible loss of principal, and there is no guarantee that investment objectives will be achieved. Past performance is not a guarantee of future results.

JPMorgan Chase and its affiliates do not provide tax, legal or accounting advice. This material has been prepared for informational purposes only, and is not intended to provide, and should not be relied on for tax, legal or accounting advice. You should consult your personal tax, legal and accounting advisors for advice before engaging in any transaction.

Asset allocation/diversification does not guarantee a profit or protect against a loss.

Bank deposit accounts, such as checking and savings, may be subject to approval, credit card and home lending products are offered by JP Morgan Chase Bank N.A. Member FDIC.

Chase Mobile ® app is available for select mobile devices. Enroll in Chase Online℠ or on the Chase Mobile ® app. Message and data rates may apply.

J.P. Morgan Wealth Management is a business of JPMorgan Chase & Co., which offers investment products and services through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment adviser, member FINRA and SIPC. Insurance products are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. Certain custody and other services are provided by JPMorgan Chase Bank, N.A. (JPMCB). JPMS, CIA and JPMCB are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.

INVESTMENT AND INSURANCE PRODUCTS ARE: